Filing Details

Accession Number:
0001000045-12-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-19 15:55:21
Reporting Period:
2012-07-17
Filing Date:
2012-07-19
Accepted Time:
2012-07-19 15:55:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265081 Ralph Finkenbrink 2454 Mcmullen Booth Road
Bldg C Suite 501B
Clearwater FL 33759
Sr. Vp And Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-17 5,000 $12.95 144,803 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $8.58 2017-08-31 11,000 11,000 Direct
Common Stock Stock Option (right to buy) $5.60 2018-03-19 8,200 8,200 Direct
Common Stock Stock Option (right to buy) $5.50 2018-04-01 38,500 38,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-31 11,000 11,000 Direct
2018-03-19 8,200 8,200 Direct
2018-04-01 38,500 38,500 Direct
Footnotes
  1. The options vest in five equal annual installments beginning on August 31, 2008.
  2. The options vest in three equal annual installments beginning on March 19, 2009.
  3. The options vest in three equal annual installments beginning on April 1, 2009.