Filing Details

Accession Number:
0001144204-12-040036
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-18 17:24:29
Reporting Period:
2012-07-17
Filing Date:
2012-07-18
Accepted Time:
2012-07-18 17:24:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351903 Epoch Holding Corp EPHC Investment Advice (6282) 201938886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022394 W William Priest Epoch Holding Corporation
640 Fifth Avenue
New York NY 10019
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-17 3,723 $24.51 530,877 No 4 S Indirect By Spouse
Common Stock Disposition 2012-07-18 2,116 $24.50 528,761 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,575,284 Direct
Common Stock 240,683 Indirect By Family Trust
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse.
  2. This transaction was executed in multiple trades at prices ranging from $24.50 to $24.55. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades at prices ranging from $24.50 to $24.54. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.