Filing Details

Accession Number:
0001305496-12-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-13 14:19:35
Reporting Period:
2012-07-13
Filing Date:
2012-07-13
Accepted Time:
2012-07-13 14:19:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851169 Helios Total Return Fund Inc HTR () 132529369
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305496 Lyn Michelle Russell-Dowe C/O Brookfield Investment Management Inc
3 Wfc, 200 Vesey Street
New York X1 10281-1010
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-13 2,250 $6.28 4,625 No 4 P Direct
Common Stock Acquisiton 2012-07-13 1,000 $6.29 5,625 No 4 P Direct
Common Stock Acquisiton 2012-07-13 250 $6.29 5,875 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct