Filing Details

Accession Number:
0001209191-12-037662
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-09 19:12:18
Reporting Period:
2012-07-05
Filing Date:
2012-07-09
Accepted Time:
2012-07-09 19:12:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370416 Westport Innovations Inc WPRT Engines & Turbines (3510) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132859 Kevin Douglas 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
1268474 Trust Family Douglas 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
1268475 Trust Descendants Irrevocable Douglas Jean & James 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
1268476 Iii E James Douglas 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
1544920 V Trust Annuity 2010 Kgd 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
1544921 V Trust Annuity 2010 Mmd 125 E. Sir Francis Drake Blvd., Ste 400
Larkspur CA 94939
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-05 13,440 $37.49 2,623,792 No 4 P Direct
Common Stock Acquisiton 2012-07-05 11,088 $37.49 3,145,304 No 4 P Indirect By James Douglas and Jean Douglas Irrevocable Descendants' Trust
Common Stock Acquisiton 2012-07-05 5,712 $37.49 1,644,787 No 4 P Indirect By Douglas Famliy Trust
Common Stock Acquisiton 2012-07-05 3,360 $37.49 945,906 No 4 P Indirect By James E. Douglas III
Common Stock Acquisiton 2012-07-06 26,560 $36.62 2,650,352 No 4 P Direct
Common Stock Acquisiton 2012-07-06 21,912 $36.62 3,167,216 No 4 P Indirect By James Douglas and Jean Douglas Irrevocable Descendants' Trust
Common Stock Acquisiton 2012-07-06 11,288 $36.62 1,656,075 No 4 P Indirect By Douglas Famliy Trust
Common Stock Acquisiton 2012-07-06 6,640 $36.62 952,546 No 4 P Indirect By James E. Douglas III
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By James Douglas and Jean Douglas Irrevocable Descendants' Trust
No 4 P Indirect By Douglas Famliy Trust
No 4 P Indirect By James E. Douglas III
No 4 P Direct
No 4 P Indirect By James Douglas and Jean Douglas Irrevocable Descendants' Trust
No 4 P Indirect By Douglas Famliy Trust
No 4 P Indirect By James E. Douglas III
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option (obligation to buy) Disposition 2012-07-05 400 $260.00 40,000 $35.00
Common Stock Put Option (obligation to buy) Disposition 2012-07-05 330 $260.00 33,000 $35.00
Common Stock Put Option (obligation to buy) Disposition 2012-07-05 170 $260.00 17,000 $35.00
Common Stock Put Option (obligation to buy) Disposition 2012-07-05 100 $260.00 10,000 $35.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400 2012-07-05 2012-08-18 No 4 S Direct
330 2012-07-05 2012-08-18 No 4 S Indirect
170 2012-07-05 2012-08-18 No 4 S Indirect
100 2012-07-05 2012-08-18 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 601,839 Indirect By KGD 2010 Annuity Trust V
Common Stock 601,839 Indirect By MMD 2010 Annuity Trust V
Footnotes
  1. These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
  2. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
  3. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
  4. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
  5. These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas.
  6. These shares are held by the KGD 2010 Annuity Trust V, a grantor-retained annuity trust of which Kevin Douglas is the sole trustee, and indirectly by Kevin Douglas.
  7. These shares are held by the MMD 2010 Annuity Trust V, a grantor-retained annuity trust of which Michelle Douglas is the sole trustee, and indirectly by Michelle Douglas and Kevin Douglas.