Filing Details

Accession Number:
0001127602-12-021978
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-09 17:29:06
Reporting Period:
2012-07-05
Filing Date:
2012-07-09
Accepted Time:
2012-07-09 16:29:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305014 Ashland Inc. ASH Wholesale-Chemicals & Allied Products (5160) 200865835
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1023582 /Ky J James Obrien 50 E. Rivercenter Boulevard
Covington KY 41012-0391
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-05 37,500 $70.00 96,679 No 4 S Direct
Common Stock Acquisiton 2012-07-06 152,744 $49.79 249,423 No 4 M Direct
Common Stock Disposition 2012-07-06 128,544 $69.43 120,879 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2012-07-06 152,744 $0.00 152,744 $49.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-09-15 2015-10-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,131 Indirect 401(k)
Common Stock 2,655 Indirect Lesop
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2011.
  2. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5.
  3. Based on Employee Savings Plan information as of 7-5-12, the latest date for which such information is reasonably available.
  4. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 7-5-12.
  5. Stock Appreciation Right granted pursuant to Ashland's Amended and Restated Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.