Filing Details

Accession Number:
0001513963-12-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-05 18:27:21
Reporting Period:
2012-07-03
Filing Date:
2012-07-05
Accepted Time:
2012-07-05 18:27:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513963 Frank Schultz C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-03 10,000 $6.80 10,000 No 4 M Direct
Common Stock Disposition 2012-07-03 10,000 $17.00 0 No 4 S Direct
Common Stock Acquisiton 2012-07-03 12,638 $8.85 12,638 No 4 M Direct
Common Stock Disposition 2012-07-03 12,638 $17.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-07-03 10,000 $0.00 10,000 $6.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-07-03 12,638 $0.00 12,638 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-05-17 No 4 M Direct
9,028 2020-08-26 No 4 M Direct
Footnotes
  1. Underlying stock option exercised and resulting shares sold in connection with the Issuer's public offering pursuant to the Issuer's S-3 Registration Statement (Commission File No. 333-181980).
  2. 100% of the shares subject to the option are fully vested and exercisable.
  3. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
  4. Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
  5. Option vests with respect to 1/36th of the shares monthly commencing on August 26, 2010, such that the option will be fully vested and exercisable on August 26, 2013.