Home > Insider Trading > Filing (0001181431-12-039845)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001171	Broadway Financial Corp	BYFC	Savings Institution, Federally Chartered (6035)	954547287

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1208204	P Virgil Roberts	4800 Wilshire Boulevard Los Angeles CA 90010		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock Purchase	Acquisiton	2012-07-02	15,385	$1.30	15,385	No	4	P	Direct
Common Stock Purchase	Acquisiton	2012-07-02	3,846	$1.30	3,846	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2010-01-21	1,250	$6.00	1,250	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,909	2010-01-21	2020-01-21	No	5	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,806	Direct
Common Stock	3,917	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$8.19	2007-09-19	2012-09-19	1,784	1,784	Direct
Common Stock	Stock Option (Right to Buy)	$4.00	2009-01-21	2019-01-21	1,875	3,659	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-09-19	1,784	1,784	Direct
2019-01-21	1,875	3,659	Direct

Footnotes

These are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
The Board of Directors granted this Stock Option on January 21, 2009 and it will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."
On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "IRA for the benefit of Virgil Roberts."