Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-07-05 17:12:11
Reporting Period:
Filing Date:
Accepted Time:
2012-07-05 17:12:11
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
100378 Twin Disc Inc TWIN General Industrial Machinery & Equipment (3560) 390667110
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202941 E Michael Batten Twin Disc, Inc.
1328 Racine Street
Racine WI 53403
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-02 32,000 $3.61 459,172 No 4 M Direct
Common Stock Disposition 2012-07-02 17,000 $18.53 442,172 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2012-07-02 32,000 $0.00 32,000 $3.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-02 2012-08-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,092 Indirect 401(k)
Common Stock 605,954 Indirect As Trustee
Common Stock 10,400 Indirect Beneficial Ownership
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.70. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. As Trustee for Trusts for members of immediate family; Reporting person is also Trustee for Trusts of non-immediate family members holding 1,531,786 shares of common stock, for which Section 16 reporting is not required.
  3. Stock owned by spouse, Gloria S. Batten