Filing Details

Accession Number:
0001181431-12-039672
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-05 14:28:04
Reporting Period:
2012-07-02
Filing Date:
2012-07-05
Accepted Time:
2012-07-05 14:28:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001171 Broadway Financial Corp BYFC Savings Institution, Federally Chartered (6035) 954547287
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208203 O Albert Maddox 4800 Wilshire Boulevard
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Purchase Disposition 2012-07-02 19,231 $1.30 19,231 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2010-01-21 1,250 $6.00 1,250 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,250 2010-01-21 2020-01-21 No 5 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,894 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $4.00 2009-01-21 2019-01-21 1,875 1,875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-21 1,875 1,875 Direct
Footnotes
  1. These shares are held in the Albert Maddox and Deloise Maddox trust.
  2. This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.
  3. On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991.