Filing Details

Accession Number:
0001181431-12-038699
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-02 14:28:19
Reporting Period:
2012-06-29
Filing Date:
2012-07-02
Accepted Time:
2012-07-02 13:28:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6845 Apogee Enterprises Inc. APOG Glass Products, Made Of Purchased Glass (3231) 410919654
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159191 Robert Gary Johnson 4400 West 78Th Street
Suite 520
Minneapolis MN 55435
Treasurer & Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-29 1,000 $9.15 44,570 No 4 M Direct
Common Stock Disposition 2012-06-29 1,000 $16.11 43,570 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2012-06-29 1,000 $0.00 1,000 $9.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-04-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,053 Indirect 401(k) Plan
Common Stock 500 Indirect IRA
Footnotes
  1. Includes shares acquired under the ESPP as of 3/31/12 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
  2. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
  3. The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $16.11 to $16.121. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  4. Currently 100% exercisable.