Filing Details
- Accession Number:
- 0001019687-12-002257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-27 19:43:17
- Reporting Period:
- 2011-10-07
- Filing Date:
- 2012-06-27
- Accepted Time:
- 2012-06-27 18:43:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 932136 | Sustainable Environmental Technologies Corp | SETS | Oil & Gas Field Services, Nec (1389) | 330230641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1473935 | Keith Morlock | 2345 W. Foothill Blvd, Suite 12 Upland CA 91786 | Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-13 | 18,750 | $0.00 | 525,417 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-04-27 | 2,550 | $1.00 | 527,967 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-05-04 | 3,000 | $0.95 | 530,967 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-26 | 716 | $0.00 | 531,683 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2011-10-07 | 26,667 | $0.00 | 26,667 | $0.36 |
| Common Stock | Stock Option | Acquisiton | 2012-03-31 | 50,000 | $0.00 | 50,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 173,333 | 2011-10-07 | 2021-10-07 | No | 4 | A | Direct |
| 223,333 | 2012-03-31 | 2022-03-31 | No | 4 | A | Direct |
Footnotes
- The Issuer will issue 150,000 shares total to the Reporting Person over the next two (2) years in eight (8) equal increments of 18,750 shares. The dates of the issuances of the shares shall be April 1, July 1, October 1 and January 1 of 2012 and 2013.
- All stock options vest over 12 months at 1/12 per month from the date of issuance.
- Of total 133,334 are owned by spouse.
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