Filing Details

Accession Number:
0001127602-12-020736
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-26 14:24:15
Reporting Period:
2012-06-22
Filing Date:
2012-06-26
Accepted Time:
2012-06-26 13:24:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005817 Tompkins Financial Corp TMP State Commercial Banks (6022) 161482357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323987 M Kathleen Rooney Tompkins Financial Corporation
P O Box 460
Ithaca NY 14851
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-22 995 $37.28 3,439 No 4 M Direct
Common Stock Acquisiton 2012-06-22 116 $37.28 3,555 No 4 M Direct
Common Stock Disposition 2012-06-22 1,111 $37.43 2,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (Right to Buy) Disposition 2012-06-22 995 $0.00 995 $37.27
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-06-22 116 $0.00 116 $37.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,351 2017-11-29 No 4 M Direct
38 2017-11-29 No 4 M Direct
Footnotes
  1. The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.