Filing Details

Accession Number:
0001181431-12-037963
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-26 14:18:51
Reporting Period:
2012-06-22
Filing Date:
2012-06-26
Accepted Time:
2012-06-26 13:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435767 Chan Mai Yow Fluidigm Corporation
7000 Shoreline Court Suite 100
South San Francisco CA 94080
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-22 8,121 $4.45 8,121 No 4 M Direct
Common Stock Disposition 2012-06-22 8,121 $15.01 0 No 4 S Direct
Common Stock Acquisiton 2012-06-22 1,590 $4.45 1,590 No 4 M Direct
Common Stock Disposition 2012-06-22 1,590 $15.00 0 No 4 S Direct
Common Stock Acquisiton 2012-06-22 289 $4.08 289 No 4 M Direct
Common Stock Disposition 2012-06-22 289 $15.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-06-22 8,121 $0.00 8,121 $4.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-06-22 289 $0.00 289 $4.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-06-22 1,590 $0.00 1,590 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,744 2017-05-07 No 4 M Direct
398 2019-11-17 No 4 M Direct
0 2016-09-26 No 4 M Direct
Footnotes
  1. The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on June 1, 2012.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. 100% of the shares subject to the Option vested on May 1, 2010.
  4. 70% of the shares subject to the Option vested on December 31, 2009, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2010 and 1/48th of the remaining unvested shares subject to the Option shall vest each month thereafter.
  5. 100% of the shares subject to the Option vested on December 27, 2010.