Filing Details
- Accession Number:
- 0001137411-12-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-26 12:22:37
- Reporting Period:
- 2012-06-22
- Filing Date:
- 2012-06-26
- Accepted Time:
- 2012-06-26 11:22:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman, President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 21,214 shares | Avg. Price: $48.20 | Total Value: $1,022,590.24 |
Number of Shares After Transactions: | 138,397 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-22 | 33,334 | $20.97 | 159,611 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-22 | 100 | $47.95 | 159,511 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 100 | $47.98 | 159,411 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 300 | $47.99 | 159,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,000 | $48.00 | 158,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 700 | $48.01 | 157,411 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 500 | $48.02 | 156,911 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 300 | $48.03 | 156,611 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 100 | $48.05 | 156,511 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 100 | $48.09 | 156,411 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 200 | $48.11 | 156,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 100 | $48.13 | 156,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 300 | $48.15 | 155,811 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 200 | $48.16 | 155,611 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 400 | $48.17 | 155,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 690 | $48.18 | 154,521 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 900 | $48.19 | 153,621 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,210 | $48.20 | 152,411 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,477 | $48.21 | 150,934 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,200 | $48.22 | 149,734 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,200 | $48.23 | 148,534 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,700 | $48.24 | 146,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,537 | $48.25 | 145,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,638 | $48.26 | 143,659 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,062 | $48.27 | 142,597 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,500 | $48.28 | 141,097 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,400 | $48.29 | 139,697 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,300 | $48.30 | 138,397 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-22 | 33,334 | $0.00 | 33,334 | $20.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,769 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,425 | Indirect | By Savings Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of June 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on September 11, 2003, 2004 and 2005.