Filing Details

Accession Number:
0001209191-10-044375
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-30 15:10:21
Reporting Period:
2010-08-13
Filing Date:
2010-08-30
Accepted Time:
2010-08-30 15:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138804 Unica Corp UNCA Services-Prepackaged Software (7372) 043174345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429422 Paul Mcnulty 170 Tracer Lane
Waltham MA 01867
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-13 2,500 $20.77 49,319 No 4 S Direct
Common Stock Disposition 2010-08-13 10,700 $20.77 38,619 No 4 S Direct
Common Stock Disposition 2010-08-13 4,000 $20.77 34,619 No 4 S Direct
Common Stock Disposition 2010-08-13 6,000 $20.77 28,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2010-08-13 2,500 $0.01 2,500 $6.46
Common Stock Non-Qualified Stock Option Disposition 2010-08-13 10,700 $0.01 10,700 $6.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,200 2014-03-07 No 4 M Direct
9,300 2015-12-03 No 4 M Direct
Footnotes
  1. All sales reported on this Form were made pursuant to a Rule 10b5-1 trading plan effective June 11, 2010
  2. The options will vest over a four year period, 12.5% vesting on June 1, 2008, and thereafter at a rate of 6.25% per quarter.
  3. The options will vest over a four year period, 12.5% vesting on June 1, 2009, and thereafter at a rate of 6.25% per quarter.