Filing Details

Accession Number:
0001140361-10-035450
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-30 14:14:28
Reporting Period:
2010-08-26
Filing Date:
2010-08-30
Accepted Time:
2010-08-30 14:14:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418635 A Thomas Quadracci N64 W31071 Beaver Lake Rd.
Hartland WI 53029
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-26 6,558 $2.19 69,534 No 4 P Direct
Common Stock Acquisiton 2010-08-27 6,102 $2.23 75,636 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,600 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $4.49 2008-07-27 2017-07-27 10,000 10,000 Direct
Common Stock Stock Options (right to buy) $11.61 2009-05-19 2018-05-19 14,851 14,851 Direct
Common Stock Stock Options (right to buy) $3.78 2010-05-19 2019-05-19 10,583 10,583 Direct
Common Stock Stock Options (right to buy) $3.46 2011-05-18 2020-05-18 19,912 19,912 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-27 10,000 10,000 Direct
2018-05-19 14,851 14,851 Direct
2019-05-19 10,583 10,583 Direct
2020-05-18 19,912 19,912 Direct
Footnotes
  1. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
  2. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively.
  3. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively.
  4. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  5. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.16 to $2.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  6. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.21 to $2.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.