Filing Details

Accession Number:
0001225208-10-026306
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 12:40:08
Reporting Period:
2010-12-02
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 12:40:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022305 E Kenneth Armstrong 880 Carillon Parkway
St. Petersburg FL 33716
Assistant Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-02 288 $24.95 4,231 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 545 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $25.28 2015-01-24 3,500 3,500 Direct
Common Stock Employee Stock Option (right to buy) $30.44 2010-11-27 2013-01-27 1,200 1,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-01-24 3,500 3,500 Direct
2013-01-27 1,200 1,200 Direct
Footnotes
  1. Shares purchased through the Company's ESPP
  2. Includes number of shares acquired under ESOP through December 1, 2010.
  3. Options becoming exercisable - 2,100 on 11/24/2012, 700 on 11/24/2013, 700 on 11/24/2014
  4. Options currently exercisable - 720; Options becoming exercisable - 240 on 11/27/2011 and 240 on 11/27/2012