Filing Details

Accession Number:
0001190805-10-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 11:40:31
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 11:40:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190805 L William Rogers 6300 Lamar Avenue
Overland Park KS 66202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2010-12-01 13,998 $17.67 86,261 No 4 M Direct
Class A Common Disposition 2010-12-01 13,998 $31.92 72,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common NQSO (Right to Buy) Disposition 2010-12-01 13,998 $0.00 13,998 $17.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-25 2011-01-02 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $31.98, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. 1,400 options vested on each of January 3, 2001, 2002, 2003, 2004 and 2005 and the remaining 6,998 options vested on April 25, 2005.