Filing Details
- Accession Number:
- 0000038725-10-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 10:59:19
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 10:59:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38725 | Franklin Electric Co Inc | FELE | Motors & Generators (3621) | 350827455 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189242 | C Gregg Sengstack | Franklin Electric Co Inc 400 East Spring St Bluffton IN 46714 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-02 | 7,192 | $41.19 | 150,976 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,501 | Indirect | 401K |
| Common Stock | 7,506 | Indirect | ESOP |
| Common Stock | 2,300 | Direct | |
| Common Stock | 4,000 | Direct | |
| Common Stock | 4,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | option | $19.64 | 2011-12-13 | 26,000 | 26,000 | Direct | |
| Common Stock | option | $24.08 | 2012-12-13 | 16,000 | 42,000 | Direct | |
| Common Stock | option | $29.95 | 2014-02-12 | 16,000 | 58,000 | Direct | |
| Common Stock | option | $40.93 | 2015-02-10 | 9,000 | 67,000 | Direct | |
| Common Stock | option | $45.90 | 2016-02-17 | 3,900 | 70,900 | Direct | |
| Common Stock | option | $48.87 | 2017-02-19 | 3,600 | 74,500 | Direct | |
| Common Stock | option | $32.19 | 2018-02-28 | 15,300 | 89,800 | Direct | |
| Common Stock | option | $17.34 | 2019-03-05 | 31,724 | 121,524 | Direct | |
| Common Stock | option | $28.82 | 2020-02-22 | 12,800 | 134,324 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-13 | 26,000 | 26,000 | Direct |
| 2012-12-13 | 16,000 | 42,000 | Direct |
| 2014-02-12 | 16,000 | 58,000 | Direct |
| 2015-02-10 | 9,000 | 67,000 | Direct |
| 2016-02-17 | 3,900 | 70,900 | Direct |
| 2017-02-19 | 3,600 | 74,500 | Direct |
| 2018-02-28 | 15,300 | 89,800 | Direct |
| 2019-03-05 | 31,724 | 121,524 | Direct |
| 2020-02-22 | 12,800 | 134,324 | Direct |
Footnotes
- Holdings within the Franklin Electric Co., Inc. Directed Investment Salary Plan Trust. The information reported herein is based on a plan statement as of December 31, 2009.
- Allocation of shares under the Franklin Electric Co., Inc. Employee Stock Ownership Plan Trust. The information reported herein was provided by the trustee for holdings as of December 31, 2009.
- The shares vest at the end of four years subject to the performance of certain goals. If these goals are not attained, the shares will be forfeited.
- The shares vest at the end of three years.
- The shares vest at the end of four years.
- The options become exercisable in five equal installments of 1/5 each year, beginning on the first anniversary of the grant date.
- The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.
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