Filing Details

Accession Number:
0001019361-10-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-02 17:57:46
Reporting Period:
2010-12-02
Filing Date:
2010-12-02
Accepted Time:
2010-12-02 17:57:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019361 Rofin Sinar Technologies Inc RSTI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 383306461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220081 Gunther Braun Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Rofin-Sinar Technologies Inc. Acquisiton 2010-12-02 20,000 $4.38 26,000 No 4 P Direct
Common Stock - Rofin-Sinar Technologies Inc. Disposition 2010-12-02 10,000 $30.02 16,000 No 4 S Direct
Common Stock - Rofin-Sinar Technologies Inc. Disposition 2010-12-02 10,000 $30.00 6,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 20,000 $4.38 20,000 $4.38
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $4.90
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $16.36
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $17.11
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $15.83
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $26.05
Commonstock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $28.50
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $40.20
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $15.04
Common Stock-Rsti Employee Stock Option Right to Buy Acquisiton 2010-12-02 0 $0.00 0 $22.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2003-03-21 2012-03-21 No 4 P Direct
60,000 2004-03-20 2013-03-20 No 4 H Direct
80,000 2005-03-18 2014-03-18 No 4 H Direct
80,000 2006-03-17 2015-03-17 No 4 H Direct
20,000 2006-05-04 2015-05-04 No 4 H Direct
100,000 2007-03-16 2016-03-16 No 4 H Direct
100,000 2008-03-15 2017-03-15 No 4 H Direct
60,000 2009-03-19 2018-03-19 No 4 H Direct
40,000 2010-03-18 2019-03-18 No 4 H Direct
50,000 2011-03-17 2020-03-17 No 4 H Direct
Footnotes
  1. Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  2. Value represents the exercise price of the shares granted under the Plan.
  3. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  4. Number represents the number of available shares remaining under the particular grant date. Shares are not yet beneficially owned, only outstanding under the plan.
  5. No transaction being reported at this time - only reporting holdings as of this date.
  6. Number represents the number of available shares remaining under the particular grant date. 80,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
  7. Number represents the number of available shares remaining under the particular grant date. 60,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
  8. Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 36,000 shares have not yet vested. None of these shares are beneficially owned yet.
  9. Number represents the number of available shares remaining under the particular grant date. 8,000 shares are currently vested and exercisable and the remaining 32,000 shares have not yet vested. None of these shares are beneficially owned yet.
  10. Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.