Filing Details

Accession Number:
0000869986-10-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-02 13:27:15
Reporting Period:
2010-11-30
Filing Date:
2010-12-02
Accepted Time:
2010-12-02 13:27:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
869986 Advanced Photonix Inc API Semiconductors & Related Devices (3674) 330325826
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326565 Robin Risser 2925 Boardwalk
Ann Arbor MI 48104
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Api Class A Common Stock Acquisiton 2010-11-30 22,266 $1.17 980,599 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Api Class A Common Stock API Class A Common Stock Warrants (right to buy) Acquisiton 2010-11-30 89,064 $0.00 89,064 $1.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,064 2010-11-30 2015-11-30 No 4 P Direct
Footnotes
  1. Warrants are exercisable at any time up to and including the expiration date.