Home > Insider Trading > Filing (0000927089-10-000313)

Filing Details

Accession Number:: 0000927089-10-000313
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-12-01 15:33:55
Reporting Period:: 2010-11-30

Filing Date:: 2010-12-01
Accepted Time:: 2010-12-01 15:33:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1493491	Heritage Financial Group Inc	HBOS	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1382232	Heath T Fountain	Heritage Financial Group, Inc. 721 North Westover Boulevard Albany GA 31707	Senior Vice President And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-30	2,400	$10.00	2,400	No	4	P	Direct
Common Stock	Acquisiton	2010-11-30	100	$10.00	2,500	No	4	P	Indirect	UTMA for son
Common Stock	Acquisiton	2010-11-30	5,537	$0.00	8,037	No	4	J	Direct
Common Stock	Acquisiton	2010-11-30	6,607	$0.00	14,644	No	4	J	Indirect	By 401(k)
Common Stock	Acquisiton	2010-11-30	3,664	$0.00	18,308	No	4	J	Indirect	By ESOP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	UTMA for son
No	4	J	Direct
No	4	J	Indirect	By 401(k)
No	4	J	Indirect	By ESOP

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Acquisiton	2010-11-30	9,214	$0.00	9,214	$14.97
Common Stock	Stock Option (Right to Buy)	Acquisiton	2010-11-30	9,214	$0.00	9,214	$14.97
Common Stock	Stock Appreciation Right	Acquisiton	2010-11-30	4,607	$0.00	4,607	$13.43
Common Stock	Stock Option (Right to Buy)	Acquisiton	2010-11-30	4,607	$0.00	4,607	$13.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,214	2007-05-19	2016-05-19	No	4	J	Direct
9,214	2007-05-19	2016-05-19	No	4	J	Direct
4,607	2009-01-01	2018-01-01	No	4	J	Direct
4,607	2009-01-01	2018-01-01	No	4	J	Direct

Footnotes

In accordance with the Plan of Conversion and Reorganization of Heritage, MHC, effective November 30, 2010, each outstanding share of common stock of Heritage Financial Group was exchanged for 0.8377 shares of Heritage Financial Group, Inc.'s common stock.
In accordance with the Plan of Conversion and Reorganization of Heritage, MHC, effective November 30, 2010, each outstanding stock appreciation right and stock option for a share of common stock of Heritage Financial Group was exchanged for a stock appreciation right and stock option for 0.8377 shares of Heritage Financial Group, Inc.'s common stock, rounded down to the nearest share. The exercise price for Heritage Financial Group, Inc. stock appreciation right and stock option was determined by dividing the original exercise price of the exchanged Heritage Financial Group stock appreciation right and stock option by the 0.8377 exchange ratio, rounded up to the nearest whole cent. The Heritage Financial Group, Inc. stock appreciation rights and stock options continue to vest in five equal installments as noted in footnotes 3 and 4.
The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on January 1, 2009.
The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.