Filing Details

Accession Number:
0001289419-10-000479
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-30 16:56:20
Reporting Period:
2010-11-29
Filing Date:
2010-11-30
Accepted Time:
2010-11-30 16:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289419 Morningstar Inc. MORN Investment Advice (6282) 363297908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1324003 Tao Huang C/O Morningstar, Inc.
22 West Washington Street
Chicago IL 60602
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-29 1,000 $23.26 476,954 No 4 M Direct
Common Stock Disposition 2010-11-29 1,000 $50.00 476,051 No 4 S Direct
Common Stock Acquisiton 2010-11-30 1,000 $23.27 477,051 No 4 M Direct
Common Stock Disposition 2010-11-30 1,000 $50.00 476,051 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-11-29 1,000 $0.00 903 $23.26
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-11-30 1,000 $0.00 1,000 $23.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,097 2015-05-02 No 4 M Direct
21,097 2015-05-02 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010
  2. The options became exercisable in 4 equal installments on May 2, 2006, 2007, 2008, and 2009.
  3. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On November 29, 2010, the exercise price was $23.2647.
  4. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On November 30, 2010, the exercise price was $23.2673.