Filing Details
- Accession Number:
- 0001181431-10-058130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 15:44:34
- Reporting Period:
- 2010-11-26
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 15:44:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | CALX | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483787 | Roger Weingarth | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-26 | 13,700 | $0.49 | 313,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-26 | 13,700 | $12.73 | 299,968 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-29 | 6,300 | $0.49 | 306,268 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-29 | 6,300 | $12.62 | 299,968 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-11-26 | 13,700 | $0.00 | 13,700 | $0.49 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-11-29 | 6,300 | $0.00 | 6,300 | $0.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,300 | 2013-03-27 | No | 4 | M | Direct | |
| 60,000 | 2013-03-27 | No | 4 | M | Direct |
Footnotes
- Includes 170,332 restricted stock units.
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.5600 to $12.9200, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- 100% of the shares subject to the option are fully vested and exercisable.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.4500 to $12.8100, inclusive. Full information on the number of shares sold at each sale price is available upon request.
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