Filing Details

Accession Number:
0001315101-10-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-30 14:36:41
Reporting Period:
2010-08-26
Filing Date:
2010-11-30
Accepted Time:
2010-11-30 14:36:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1455459 T. Randall Zipfel 2020 Calamos Court
Naperville IL 60563
Svp, Coo - Investments And It No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-08-26 61 $9.37 61,491 No 5 L Direct
Class A Common Stock Acquisiton 2010-11-26 49 $11.72 61,540 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 L Direct
No 4 P Direct
Footnotes
  1. Total represents 7,668.861 shares of Class A Common Stock and 53,822 Restricted Stock Units(which will be settled solely in shares of Class A Common Stock).
  2. Total represents 7,717.929 shares of Class A Common Stock and 53,822 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).