Filing Details
- Accession Number:
- 0001181431-10-058037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-29 21:48:32
- Reporting Period:
- 2010-11-29
- Filing Date:
- 2010-11-29
- Accepted Time:
- 2010-11-29 21:48:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375151 | Zogenix Inc. | ZGNX | Pharmaceutical Preparations (2834) | 205300780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024007 | L Cam Garner | C/O Zogenix, Inc. 12671 High Bluff Dr., Suite 200 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-29 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Garner Investments, LLC |
| Common Stock | Acquisiton | 2010-11-29 | 30,000 | $4.00 | 40,000 | No | 4 | P | Indirect | By Garner Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Garner Investments, LLC |
| No | 4 | P | Indirect | By Garner Investments, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2010-11-29 | 100,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect |
Footnotes
- The Series A-1 Convertible Preferred Stock automatically converted to Common Stock at the closing of the Issuer's initial public offering on November 29, 2010 at a conversion ratio one share of Common Stock for every ten shares of Series A-1 Convertible Preferred Stock, rounded down to the next whole number, for no additional consideration.
- The Reporting Person is the managing member of Garner Investments, LLC.
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