Filing Details

Accession Number:
0001127602-10-029039
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-29 17:00:17
Reporting Period:
2010-11-24
Filing Date:
2010-11-29
Accepted Time:
2010-11-29 17:00:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172460 Jr E Vernon Jordan Lazard Freres And Co. Llc
30 Rockefeller Plaza, 62Nd Floor
New York NY 10020
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-24 3,427 $35.57 46,210 No 4 M Direct
Common Stock Acquisiton 2010-11-24 3,427 $37.71 49,637 No 4 M Direct
Common Stock Disposition 2010-11-24 6,854 $42.40 42,783 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2010-11-24 3,427 $0.00 3,427 $35.57
Common Stock Director Stock Option (Right to Buy) Disposition 2010-11-24 3,427 $0.00 3,427 $37.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-04-23 2011-04-22 No 4 M Direct
0 2003-04-22 2012-04-21 No 4 M Direct
Footnotes
  1. These options became exercisable in three annual installments beginning on the date shown as "Date Exercisable."