Filing Details

Accession Number:
0001181431-10-057391
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 17:06:22
Reporting Period:
2010-11-22
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 17:06:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478340 Kishore Seendripu 2051 Palomar Airport Road
Suite 100
Carlsbad CA 92011
President And Ceo Yes Yes Yes No
Transaction Summary
Sold: 17,597 shares Avg. Price: $10.07 Total Value: $177,197.10
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock ($0.0001 Par Value) Acquisiton 2010-11-22 17,597 $0.00 17,597 No 4 C Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 4,600 $10.00 12,997 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 1,800 $10.01 11,197 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 119 $10.02 11,078 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 100 $10.03 10,978 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 413 $10.04 10,565 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 332 $10.05 10,233 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 200 $10.06 10,003 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 600 $10.07 9,433 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 2,100 $10.08 7,333 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 1,100 $10.09 6,233 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 1,307 $10.10 4,926 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 500 $10.11 4,426 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 1,600 $10.12 2,826 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 300 $10.13 2,526 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 100 $10.14 2,426 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 1,426 $10.15 1,000 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 200 $10.16 800 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 100 $10.18 700 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 400 $10.21 300 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 100 $10.23 200 No 4 S Indirect See Footnote
Class A Common Stock ($0.0001 Par Value) Disposition 2010-11-22 200 $10.24 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2010-11-22 17,597 $0.00 17,597 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,653,101 No 4 C Indirect
Footnotes
  1. Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
  2. Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
  4. Each share of Class B common stock is convertible into on share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at teh option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and teh Class A Common Stock will automatically convert into a single class of Common Stock.