Filing Details

Accession Number:
0000720672-10-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 15:39:42
Reporting Period:
2010-11-16
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 15:39:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203681 B Scott Mccuaig 15 Portland Place
St. Louis MO 63108
President Retail Group Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-16 20,000 $53.07 251,882 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,659 Indirect by Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 49,198 49,198 Direct
Common Stock Restricted Stock Units $0.00 15,750 15,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
49,198 49,198 Direct
15,750 15,750 Direct
Footnotes
  1. Units vest 100% three years from the grant date.
  2. No expiration date for these Units.
  3. Various exercisable dates.