Filing Details

Accession Number:
0001181431-10-057229
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 11:27:06
Reporting Period:
2010-11-18
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 11:27:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1398006 Oak Ridge Financial Services Inc. BKOR National Commercial Banks (6021) 208550086
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418413 Iii William L Vasaly Po Box 2
Oak Ridge NC 27310
Sr. Vp And Chief Credit Office No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-18 5,000 $4.50 5,000 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2010-08-18 4,000 $4.82 4,000 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,813 2011-08-19 2020-08-18 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 625 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $8.80 2005-12-20 2011-04-29 15,000 15,000 Direct
Common Stock Stock Option $10.40 2005-12-20 2013-08-18 4,813 19,813 Direct
Common Stock Stock Option $10.00 2005-12-20 2014-08-17 10,000 29,813 Direct
Common Stock Stock Option $11.20 2005-12-20 2005-12-20 4,000 33,813 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-29 15,000 15,000 Direct
2013-08-18 4,813 19,813 Direct
2014-08-17 10,000 29,813 Direct
2005-12-20 4,000 33,813 Direct
Footnotes
  1. As adjusted for stock dividend
  2. These stock options were awarded on August 18, 2010, with the first 20% vesting on August 19, 2011 and the remaining 80% vested over the next four years with the final 20% vesting on August 19, 2015.