Filing Details

Accession Number:
0001225208-10-025435
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-23 10:35:09
Reporting Period:
2010-11-22
Filing Date:
2010-11-23
Accepted Time:
2010-11-23 10:35:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293413 Naugatuck Valley Financial Corp NVSL Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296138 C William Nimons 333 Church Street
Naugatuck CT 06770
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-22 60 $6.50 7,659 No 4 P Direct
Common Stock Acquisiton 2010-11-22 100 $6.44 9,740 No 4 P Indirect By IRA
Common Stock Acquisiton 2010-11-22 100 $6.48 9,740 No 4 P Indirect By Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By IRA
No 4 P Indirect By Spouse's IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,018 Indirect By 401(k)
Common Stock 3,080 Indirect By ESOP
Common Stock 500 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $11.10 2006-07-26 2015-07-26 18,000 18,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-07-26 18,000 18,000 Direct
Footnotes
  1. This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  2. Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.