Filing Details
- Accession Number:
- 0001181431-10-057101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-22 18:08:34
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-22
- Accepted Time:
- 2010-11-22 18:08:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862480 | K Swiss Inc | KSWS | Footwear, (No Rubber) (3140) | 954265988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244551 | Brian Sullivan | C/O K-Swiss Inc. 31248 Oak Crest Dr Westlake Village CA 91361 | Vp National Accounts | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Acquisiton | 2010-11-19 | 4,000 | $4.39 | 25,400 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $.01 | Disposition | 2010-11-19 | 4,000 | $12.10 | 21,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Options to Buy Class A Common Stock | Disposition | 2010-11-19 | 4,000 | $0.00 | 4,000 | $4.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-28 | No | 4 | M | Direct |
Footnotes
- 1,334 options vested on 3/28/04, 1,333 options vested on 3/28/05 and 1,333 options vested on 3/28/06
Billionaire Hedge Funds
