Filing Details

Accession Number:
0001127602-10-028368
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-18 16:03:09
Reporting Period:
2010-11-16
Filing Date:
2010-11-18
Accepted Time:
2010-11-18 16:03:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396119 A Michael Janse 1450 Broadway
Floor 24
New York NY 10018
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-16 2,653 $3.75 4,918 No 4 M Direct
Common Stock Disposition 2010-11-16 2,520 $4.36 2,398 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-11-16 2,653 $0.00 2,653 $3.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,534 2009-07-28 2011-03-18 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2009.
  2. Shares were sold for an average price of $4.3626 with share prices ranging from $4.34 to 4.39. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.