Home > Insider Trading > Filing (0001104659-10-058961)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315695	Rockwood Holdings Inc.	ROC	Chemicals & Allied Products (2800)	522277366

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1334318	J Robert Zatta	C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540	Senior Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Acquisiton	2010-11-15	20,000	$14.61	79,566	No	4	M	Direct
Common Stock, Par Value $0.01	Disposition	2010-11-15	20,000	$36.55	59,566	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2010-11-15	20,000	$0.00	20,000	$14.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,132		2011-09-15	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at share prices ranging from $36.10 to $37.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
These time-based options were granted on September 15, 2001 and vested 10% on each of the first and second anniversary of the grant date, 25% on each of the third and fourth anniversary of the grant date and 30% on the fifth anniversary of the grant date and expire on September 15, 2011.