Filing Details

Accession Number:
0001317212-10-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 17:01:38
Reporting Period:
2010-11-15
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 17:01:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183792 E Robert Switz 5300 California Avenue
Irvine CA 92617
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-11-15 10,000 $32.73 41,665 No 4 M Direct
Class A Common Stock Disposition 2010-11-15 10,000 $41.27 31,665 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2010-11-15 10,000 $0.00 10,000 $32.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-01 No 4 M Direct
Footnotes
  1. Such transaction was executed in multiple trades at prices ranging from $41.23 to $41.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (i) 26,945 shares that are held as Class A common stock and (ii) 4,720 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  3. All shares subject to such option are vested and immediately exercisable.