Filing Details
- Accession Number:
- 0001209191-10-055537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 16:39:49
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 16:39:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1136562 | C John Plant | 12001 Tech Center Drive Livonia MI 48150 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-16 | 200,000 | $20.00 | 817,958 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-16 | 5,000 | $30.00 | 822,958 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-16 | 30,000 | $30.00 | 852,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-15 | 235,000 | $48.26 | 617,958 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-16 | 200,000 | $0.00 | 200,000 | $20.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-16 | 5,000 | $0.00 | 5,000 | $30.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-16 | 30,000 | $0.00 | 30,000 | $30.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 458,770 | 2013-02-28 | No | 4 | M | Direct | |
| 0 | 2013-04-29 | No | 4 | M | Direct | |
| 0 | 2013-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,994 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $20.00 | 2013-02-28 | 1,230 | 1,230 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-02-28 | 1,230 | 1,230 | Indirect |
Footnotes
- The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010.
- The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010.
- Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated November 15, 2010 and following the transactions reported herein, the reporting person will beneficially own 617,958 shares of the Issuer's common stock directly.
- The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
- The option vested and became exercisable in five equal installments on April 29, 2004, 2005, 2006, 2007 and 2008.
- The option vested and became exercisable in five equal installments on December 1, 2004, 2005, 2006, 2007 and 2008.
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