Filing Details

Accession Number:
0001250617-10-000101
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 16:38:20
Reporting Period:
2010-11-15
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 16:38:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92769 Spectrum Control Inc SPEC Electronic Components, Nec (3679) 251196447
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318797 J Robert Mckenna 8031 Avonia Road
Fairview PA 16415
Senior Vice-President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-15 200 $14.52 75,981 No 4 S Direct
Common Stock Disposition 2010-11-15 6,752 $14.25 69,229 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,356 Indirect Held jointly with spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options $9.30 2012-12-03 7,500 7,500 Direct
Common Stock Options $5.75 2014-01-07 21,000 21,000 Direct
Common Stock Options $12.72 2015-06-01 10,200 10,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-03 7,500 7,500 Direct
2014-01-07 21,000 21,000 Direct
2015-06-01 10,200 10,200 Direct
Footnotes
  1. 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 12/3/10 and the final 1/3rd are exercisable on 12/3/11.
  2. 1/3rd of the options are exercisable on 1/7/11, 1/3rd are exercisable on 1/7/12 and the final 1/3rd are exercisable on 1/7/13.
  3. 1/3rd of the options are exercisable on 6/1/2012, 1/3rd are exercisable on 6/1/2013 and the final 1/3rd are exercisable on 6/1/2014.