Filing Details

Accession Number:
0001140361-10-046279
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 16:34:43
Reporting Period:
2010-11-15
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 16:34:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885721 Express Scripts Inc ESRX Retail-Drug Stores And Proprietary Stores (5912) 431420563
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235682 George Paz C/o Express Scripts, Inc.
One Express Way
St. Louis MO 63121
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-15 144,016 $8.66 757,920 No 4 M Direct
Common Stock Disposition 2010-11-15 144,016 $51.97 613,904 No 4 S Direct
Common Stock Acquisiton 2010-11-15 166,312 $9.40 780,216 No 4 M Direct
Common Stock Disposition 2010-11-15 166,312 $51.97 613,904 No 4 S Direct
Common Stock Acquisiton 2010-11-15 100,540 $9.66 714,444 No 4 M Direct
Common Stock Disposition 2010-11-15 100,540 $51.97 613,904 No 4 S Direct
Common Stock Acquisiton 2010-11-16 106,500 $9.66 720,404 No 4 M Direct
Common Stock Disposition 2010-11-16 106,500 $51.29 613,904 No 4 S Direct
Common Stock Acquisiton 2010-11-16 320,000 $10.70 933,904 No 4 M Direct
Common Stock Disposition 2010-11-16 320,000 $51.29 613,904 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2010-11-15 144,016 $0.00 144,016 $8.66
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2010-11-15 166,312 $0.00 166,312 $9.40
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2010-11-15 100,540 $0.00 100,540 $9.66
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2010-11-16 106,500 $0.00 106,500 $9.66
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2010-11-16 320,000 $0.00 320,000 $10.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-10 No 4 M Direct
0 2011-03-05 No 4 M Direct
106,500 2012-03-01 No 4 M Direct
0 2012-03-01 No 4 M Direct
0 2012-04-11 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on May 14, 2010.
  2. Reporting Person's shares beneficially owned have been adjusted to reflect the Company's 2-for-1 stock split effective on June 7, 2010.
  3. The number of shares and exercise price have been adjusted to reflect the Company's 2-for-1 stock split effective on June 7, 2010.
  4. Options vested in three (3) equal installments on December 31, 2004, December 31, 2005, and December 31, 2006.
  5. Options vested in three (3) equal installments on the first three anniversaries of the grant date.
  6. Options vested in three (3) equal installments on March 31, 2006, March 31, 2007, and March 31, 2008.
  7. Employee stock option granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan.