Filing Details
- Accession Number:
- 0001181431-10-056032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 18:52:10
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 18:52:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192904 | L Aulana Peters | 1840 Century Park East Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-15 | 3,000 | $43.98 | 15,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-15 | 3,000 | $63.31 | 12,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 3,000 | $50.03 | 15,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-15 | 3,000 | $63.32 | 12,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 3,000 | $44.75 | 15,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-15 | 3,000 | $63.32 | 12,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 3,000 | $43.98 | 3,000 | $43.98 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 3,000 | $50.03 | 3,000 | $50.03 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 3,000 | $44.75 | 3,000 | $44.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-27 | 2013-05-21 | No | 4 | M | Direct |
| 0 | 2004-05-21 | 2014-05-21 | No | 4 | M | Direct |
| 0 | 2001-05-21 | 2011-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,109 | Indirect | See footnote. |
Footnotes
- Represents the weighted average sale price of $63.31 rounded to the nearest tenth. The highest price at which the shares sold was $63.321 and the lowest price at which the shares sold was $63.302.
- Represents the weighted average sale price of $63.316 rounded to the nearest hundredth. The highest price at which the shares sold was $63.322 and the lowest price at which the shares sold was $63.302.
- Represents the weighted average sale price of $63.323 rounded to the nearest hundredth. The highest price at which the shares sold was $63.334 and the lowest price at which the shares sold was $63.321.
- Represents shares of common stock held in a stock unit account pursuant to the 1993 Stock Plan for Non-Employee Directors.
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