Filing Details

Accession Number:
0001181431-10-055729
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-15 18:18:19
Reporting Period:
2010-11-15
Filing Date:
2010-11-15
Accepted Time:
2010-11-15 18:18:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31347 Echelon Corp ELON Computer Communications Equipment (3576) 770203595
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078519 Kenneth M Oshman 550 Meridian Ave
San Jose CA 95126
Executive Chairman Yes Yes Yes No
1274140 1979 10 7 Dated Trust Oshman C/O M Kenneth Oshman
Echelon Corp., 550 Meridian Ave
San Jose CA 95126
No No Yes No
1274143 Ventures S O C/O M Kenneth Oshman
Echelon Corp., 550 Meridian Ave
San Jose CA 95126
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-15 25,101 $8.90 2,830,136 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 210,492 Indirect See footnote
Common Stock 210,492 Indirect See footnote
Common Stock 293,220 Indirect See footnote
Common Stock 293,220 Indirect See footnote
Common Stock 89,508 Indirect See footnote
Common Stock 89,508 Indirect See footnote
Common Stock 181,558 Indirect See footnote
Common Stock 181,558 Indirect See footnote
Common Stock 488,428 Indirect See footnote
Footnotes
  1. These shares are held by the Oshman Trust dated July 10, 1979, of which the Reporting Person and his spouse, Barbara S. Oshman, serve as co-trustees.
  2. These shares are held by the M. Kenneth Oshman 2010A Annuity Trust dated August 18, 2010.
  3. These shares are held by the Barbara S. Oshman 2010A Annuity Trust dated August 18, 2010.
  4. These shares are held by the M. Kenneth Oshman 2009 Annuity Trust dated February 20, 2009.
  5. These shares are held by the Barbara S. Oshman 2009 Annuity Trust dated February 20, 2009.
  6. These shares are held by the M. Kenneth Oshman 2009A Annuity Trust dated August 4, 2009.
  7. These shares are held by the Barbara S. Oshman 2009A Annuity Trust dated August 4, 2009.
  8. These shares are held by the M. Kenneth Oshman 2010 Annuity Trust dated February 23, 2010.
  9. These shares are held by the Barbara S. Oshman 2010 Annuity Trust dated February 23, 2010.
  10. These shares are held by O-S Ventures, a general partnership, of which M. Kenneth Oshman is general partner.
  11. The 25,101 shares were sold through separate trades, with the sale prices ranging from $8.85 to $8.99 and at a weighted average sale price of $8.8999. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.