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Home > Insider Trading > Filing (0000720672-10-000110)

Filing Details

Accession Number:: 0000720672-10-000110
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-15 16:44:29
Reporting Period:: 2010-11-12

Filing Date:: 2010-11-15
Accepted Time:: 2010-11-15 16:44:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1025192	F Richard Ford	800 South Hanley, #1D St. Louis MO 63105		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-12	1,999	$5.56	16,979	No	4	M	Direct
Common Stock	Disposition	2010-11-12	1,792	$53.80	15,187	No	4	S	Direct
Common Stock	Disposition	2010-11-12	207	$53.80	14,980	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Option to Buy)	Disposition	2010-11-12	1,999	$0.00	1,999	$5.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2013-01-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	450	Indirect	by Spouse

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			15,598	15,598	Direct
Common Stock	Stock Option (Option to Buy)	$13.89		2014-02-03	2,000	2,000	Direct
Common Stock	Stock Option (Option to Buy)	$20.22		2015-01-03	1,500	1,500	Direct
Common Stock	Stock Option (Option to Buy)	$38.25		2016-01-03	1,500	1,500	Direct
Common Stock	Stock Option (Option to Buy)	$0.00			3,999	3,999	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	15,598	15,598	Direct
2014-02-03	2,000	2,000	Direct
2015-01-03	1,500	1,500	Direct
2016-01-03	1,500	1,500	Direct
	3,999	3,999	Direct

Footnotes

Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08.
Units vest quarterly over a one year period.
No expiration date for these Units.
Options vest in 20% increments yearly from the grant date.
Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Various exercise prices.
Various exercisable dates.
Various expiration dates.