Filing Details
- Accession Number:
- 0001246360-10-003710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 13:50:11
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 13:50:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1122748 | B David Speer | 1201 South Second Street Milwaukee WI 53204 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-12 | 8,000 | $22.76 | 11,900 | No | 4 | M | Indirect | Speer Investment Partners, LP |
| Common Stock | Disposition | 2010-11-12 | 8,000 | $65.03 | 3,900 | No | 4 | S | Indirect | Speer Investment Partners, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Speer Investment Partners, LP |
| No | 4 | S | Indirect | Speer Investment Partners, LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2010-11-12 | 8,000 | $0.00 | 8,000 | $22.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-05 | 2013-02-05 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,251 | Direct |
Footnotes
- Shares are held by Speer Investment Partners, LP (FLP), a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of shares held by FLP except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
