Filing Details

Accession Number:
0000797468-10-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-15 11:56:41
Reporting Period:
2010-11-11
Filing Date:
2010-11-15
Accepted Time:
2010-11-15 11:56:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
797468 Occidental Petroleum Corp OXY Crude Petroleum & Natural Gas (1311) 954035997
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181258 P Donald Brier De Occidental Petroleum Corporation
10889 Wilshire Boulevard
Los Angeles CA 90024
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-11 50,000 $40.81 722,016 No 4 M Direct
Common Stock Disposition 2010-11-11 36,074 $85.43 685,942 No 4 F Direct
Common Stock Disposition 2010-11-11 13,926 $85.44 672,016 No 4 S Direct
Common Stock Acquisiton 2010-11-11 50,000 $40.81 722,016 No 4 M Direct
Common Stock Disposition 2010-11-11 36,086 $85.35 685,930 No 4 F Direct
Common Stock Disposition 2010-11-11 13,914 $85.31 672,016 No 4 S Direct
Common Stock Acquisiton 2010-11-11 80,000 $40.81 752,016 No 4 M Direct
Common Stock Disposition 2010-11-11 57,048 $88.34 694,968 No 4 F Direct
Common Stock Disposition 2010-11-11 22,952 $88.26 672,016 No 4 S Direct
Common Stock Acquisiton 2010-11-12 100,000 $40.81 772,016 No 4 M Direct
Common Stock Disposition 2010-11-12 71,546 $87.50 700,470 No 4 F Direct
Common Stock Disposition 2010-11-12 28,454 $87.64 672,016 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock appreciation right Disposition 2010-11-11 50,000 $0.00 50,000 $40.81
Common Stock Stock appreciation right Disposition 2010-11-11 50,000 $0.00 50,000 $40.81
Common Stock Stock appreciation right Disposition 2010-11-11 80,000 $0.00 80,000 $40.81
Common Stock Stock appreciation right Disposition 2010-11-12 100,000 $0.00 100,000 $40.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
230,000 2015-07-13 No 4 M Direct
180,000 2015-07-13 No 4 M Direct
100,000 2015-07-13 No 4 M Direct
0 2015-07-13 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.44 to $85.48, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.29 to $85.344, inclusive.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.38, inclusive.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.60 to $87.77, inclusive.
  5. The stock appreciation right vested in three equal annual installments beginning on July 13, 2006.