Filing Details

Accession Number:
0001144204-10-059956
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-11-12 18:15:21
Reporting Period:
2010-11-08
Filing Date:
2010-11-12
Accepted Time:
2010-11-12 18:15:21
Original Submission Date:
2010-11-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1104252 Ddi Corp DDIC Printed Circuit Boards (3672) 061576013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
Yes No No No
1345523 Riley Investment Management Llc 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-08 16,700 $11.72 743,955 No 4 S Indirect Footnote 1
Common Stock Disposition 2010-11-08 3,300 $11.72 882,692 No 4 S Indirect Footnote 2
Common Stock Disposition 2010-11-09 44,882 $11.12 699,073 No 4 S Indirect Footnote 1
Common Stock Disposition 2010-11-09 8,976 $11.12 873,716 No 4 S Indirect Footnote 2
Common Stock Disposition 2010-11-10 63,418 $10.91 635,655 No 4 S Indirect Footnote 1
Common Stock Disposition 2010-11-10 12,724 $10.91 860,992 No 4 S Indirect Footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnote 1
No 4 S Indirect Footnote 2
No 4 S Indirect Footnote 1
No 4 S Indirect Footnote 2
No 4 S Indirect Footnote 1
No 4 S Indirect Footnote 2
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 72,070 Indirect Footnote 4
Common Stock 48,000 Indirect Footnote 5
Common Stock 384,491 Indirect Footnote 3
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $5.80 2008-12-04 2017-12-04 10,000 10,000 Direct
Common Stock Stock Options $8.90 2011-05-11 2020-05-11 15,300 15,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-04 10,000 10,000 Direct
2020-05-11 15,300 15,300 Direct
Footnotes
  1. Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
  2. Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of advisory clients.
  3. Sole indirect equity owner of B. Riley and Co., LLC.
  4. Trustee of the B. Riley and Co. Retirement Trust
  5. Held in custodial accounts for Mr. Riley's children where Mr. Riley is the custodian.
  6. Option vests in three equal installments over three years, beginning on the first anniversary of the grant date.
  7. The options will fully vest on the first anniversary of the grant date.