Filing Details

Accession Number:
0001225208-10-024817
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-12 13:27:43
Reporting Period:
2010-11-10
Filing Date:
2010-11-12
Accepted Time:
2010-11-12 13:27:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018094 W Gary Douglass 12300 Olive Boulevard
St. Louis MO 63141
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-10 400 $7.11 17,488 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By IRA
Common Stock 3,048 Indirect By KSOP
Common Stock 17,640 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $6.69 2010-01-01 2019-01-01 20,000 20,000 Direct
Common Stock Stock Option (right to buy) $12.84 2009-05-01 2018-05-01 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-01 20,000 20,000 Direct
2018-05-01 100,000 100,000 Direct
Footnotes
  1. This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on January 1, 2010.
  4. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on May 1, 2009.