Filing Details

Accession Number:
0001493866-10-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-12 12:58:40
Reporting Period:
2010-11-10
Filing Date:
2010-11-12
Accepted Time:
2010-11-12 12:58:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897893 Peerless Systems Corp PRLS Services-Prepackaged Software (7372) 953732595
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1011938 Mark Steven Bathgate C/O Peerless Systems Corp
2361 Rosecrans Avenue
El Segundo CA 90254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-10 260,000 $3.25 164,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Includes 20,000, 200,000, 30,000 and 10,000 shares tendered in Peerless Systems Corporation's tender offer, respectively, by Mr. Bathgate, his wife, the Bathgate Family Partnership, Ltd., and Mr. Bathgate's adult children residing with him.
  2. Includes 27,241, 100,000, 10,000 and 10,000 shares held by Mr. Bathgate, his wife, the Bathgate Family Partnership, Ltd., and Mr. Bathgate's adult children residing with him. Also includes 17,240 shares of restricted common stock held by Mr. Bathgate.