Filing Details
- Accession Number:
- 0001225208-10-024814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:57:27
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 12:57:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048105 | C William Erbey | 1661 Worthington Road, Ste 100 West Palm Beach FL 33409 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 158,030 | $2.46 | 11,386,746 | No | 4 | M | Indirect | By FF Plaza Limited Partnership |
| Common Stock | Acquisiton | 2010-11-11 | 39,507 | $4.46 | 11,426,253 | No | 4 | M | Indirect | By FF Plaza Limited Partnership |
| Common Stock | Disposition | 2010-11-12 | 118,800 | $9.11 | 11,307,453 | No | 4 | S | Indirect | By FF Plaza Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By FF Plaza Limited Partnership |
| No | 4 | M | Indirect | By FF Plaza Limited Partnership |
| No | 4 | S | Indirect | By FF Plaza Limited Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2010-11-11 | 39,507 | $0.00 | 39,507 | $4.46 |
| Common Stock | Stock Options | Disposition | 2010-11-11 | 158,030 | $0.00 | 158,030 | $2.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-01-31 | 2011-01-31 | No | 4 | M | Indirect |
| 0 | 2001-01-31 | 2011-01-31 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,585 | Direct | |
| Common Stock | 5,409,704 | Indirect | By Erbey Holding Corporation |
Billionaire Hedge Funds
