Filing Details
- Accession Number:
- 0001181431-10-054919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 19:43:13
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 19:43:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192377 | A Daniel Gaudreau | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Operations And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-09 | 4,630 | $3.59 | 57,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-09 | 4,630 | $5.25 | 52,619 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-10 | 15,597 | $3.59 | 68,216 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-10 | 15,597 | $5.16 | 52,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2010-11-09 | 4,630 | $0.00 | 4,630 | $3.59 |
| Common Stock | Option (right to buy) | Disposition | 2010-11-10 | 15,597 | $0.00 | 15,597 | $3.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,061,975 | 2007-01-24 | 2016-01-24 | No | 4 | M | Direct |
| 1,046,378 | 2007-01-24 | 2016-01-24 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average within the range of $5.25 and $5.28.
- Represents a weighted average within the range of $5.15 and $5.19.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
Billionaire Hedge Funds
