Filing Details

Accession Number:
0001181431-10-054918
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 19:42:35
Reporting Period:
2010-11-10
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 19:42:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241872 E Kenneth Marshall Actuate Corporation
2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-10 5,000 $1.49 18,000 No 4 M Direct
Common Stock Disposition 2010-11-10 5,000 $5.15 13,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2010-11-10 5,000 $0.00 5,000 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
331,000 2004-03-03 2013-03-03 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $5.15 and $5.16.
  2. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.