Filing Details

Accession Number:
0001503199-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 17:42:17
Reporting Period:
2010-11-09
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 17:42:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1417663 Sanuwave Health Inc. SNWV Surgical & Medical Instruments & Apparatus (3841) 201176000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503199 Jr. Nephi David Nemelka 2662 Stonebury Loop Rd.
Springville UT 84663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Acquisiton 2010-11-09 50,000 $0.00 305,000 No 4 P Indirect By Roth 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Roth 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Class D Common Stock Purchase Warrant Acquisiton 2010-11-09 50,000 $0.00 50,000 $2.00
Common Stock, $0.001 Par And Class D Warrant Unit Purchase Option Acquisiton 2010-11-09 50,000 $0.00 50,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2012-10-12 No 4 P Indirect
300,000 2010-12-31 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par 328,007 Direct
Common Stock, $0.001 Par 46,264 Indirect By Corporation
Common Stock, $0.001 Par 24,000 Indirect By Profit Sharing Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par And Class D Warrant Unit Purchase Option $2.00 2010-12-31 261,252 261,252 Direct
Common Stock $0.001 Par Class D Common Stock Purchase Warrant $2.00 2012-10-12 261,252 261,252 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-12-31 261,252 261,252 Direct
2012-10-12 261,252 261,252 Direct
Footnotes
  1. The transaction involved the purchase by the reporting person of 50,000 Units for a purchase price of $2.00 per Unit. Each Unit consists of: (i) one share of Common Stock, par value $0.001; (ii) one two-year Class D Common Stock Purchase Warrant to purchase on share of Common Stock at an exercise price of $2.00; and (iii) one Unit Purchase Option.
  2. Immediately
  3. The Unit Purchase Option entitles the reporting person to acquire (i) one share of Common Stock; and (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00. The exercise price for the Unit Purchase Option is $2.00 per Unit and the Unit Purchase Option expires on December 31, 2010.